Neoadjuvant T-DM1/pertuzumab and paclitaxel/trastuzumab/pertuzumab for HER2+ breast cancer in the adaptively randomized I-SPY2 trial

Amy S. Clark, Christina Yau, Denise M. Wolf, Emanuel F. Petricoin, Laura J. van ‘t Veer, Douglas Yee, Stacy L. Moulder, Anne M. Wallace, A. Jo Chien, Claudine Isaacs, Judy C. Boughey, Kathy S. Albain, Kathleen Kemmer, Barbara B. Haley, Hyo S. Han, Andres Forero-Torres, Anthony Elias, Julie E. Lang, Erin D. Ellis, Rachel YungDebu Tripathy, Rita Nanda, Julia D. Wulfkuhle, Lamorna Brown-Swigart, Rosa I. Gallagher, Teresa Helsten, Erin Roesch, Cheryl A. Ewing, Michael Alvarado, Erin P. Crane, Meredith Buxton, Julia L. Clennell, Melissa Paoloni, Smita M. Asare, Amy Wilson, Gillian L. Hirst, Ruby Singhrao, Katherine Steeg, Adam Asare, Jeffrey B. Matthews, Scott Berry, Ashish Sanil, Michelle Melisko, Jane Perlmutter, Hope S. Rugo, Richard B. Schwab, W. Fraser Symmans, Nola M. Hylton, Donald A. Berry, Laura J. Esserman, Angela M. DeMichele

Research output: Contribution to journalArticlepeer-review

34 Scopus citations

Abstract

HER2-targeted therapy dramatically improves outcomes in early breast cancer. Here we report the results of two HER2-targeted combinations in the neoadjuvant I-SPY2 phase 2 adaptive platform trial for early breast cancer at high risk of recurrence: ado-trastuzumab emtansine plus pertuzumab (T-DM1/P) and paclitaxel, trastuzumab and pertuzumab (THP). Eligible women have >2.5 cm clinical stage II/III HER2+ breast cancer, adaptively randomized to T-DM1/P, THP, or a common control arm of paclitaxel/trastuzumab (TH), followed by doxorubicin/cyclophosphamide, then surgery. Both T-DM1/P and THP arms ‘graduate’ in all subtypes: predicted pCR rates are 63%, 72% and 33% for T-DM1/P (n = 52), THP (n = 45) and TH (n = 31) respectively. Toxicity burden is similar between arms. Degree of HER2 pathway signaling and phosphorylation in pretreatment biopsy specimens are associated with response to both T-DM1/P and THP and can further identify highly responsive HER2+ tumors to HER2-directed therapy. This may help identify patients who can safely de-escalate cytotoxic chemotherapy without compromising excellent outcome.

Original languageEnglish (US)
Article number6428
JournalNature communications
Volume12
Issue number1
DOIs
StatePublished - Dec 1 2021

Bibliographical note

Funding Information:
Supported by Quantum Leap Healthcare Collaborative (2013 to present) and the Foundation for the National Institutes of Health (2010 to 2012), a grant from the Gateway for Cancer Research (G-16-900), and by a grant (28XS197) from the National Cancer Institute Center for Biomedical Informatics and Information Technology. The authors sincerely appreciate the ongoing support for the I-SPY2 TRIAL from the Safeway Foundation, the William K. Bowes, Jr. Foundation and Give Breast Cancer the Boot. Initial support was provided by Quintiles Transnational Corporation, Johnson & Johnson, Genentech, Amgen, the San Francisco Foundation, Eli Lilly, Pfizer, Eisai Co., Ltd., Side Out Foundation, Harlan Family, the Avon Foundation for Women, Alexandria Real Estate Equities, and private individuals and family foundations. The study sponsor, Quantum Leap Healthcare Collaborative, provided administrative, operational and software support for the design, data collection, and analysis of this study. We thank Anna Barker for leadership in helping to launch the I-SPY2 trial, the members of the data and safety monitoring committee, the trial coordinators, Ken Buetow and the staff of caBIG for input with the informatics design, the entire project oversight committee and the many investigators who have contributed. We are grateful for the input of our wonderful patient advocates: Susie Brain, Thelma Brown, Elly Cohen, Deborah Collyar, Coleen Crespo, Amy Delson, Peggy Devine, Sandra Finestone, Elizabeth Frank, Diane Heditsian, Patricia Haugen, Deborah Laxague, Marisa Leonardelli, Barbara LeStage, Beverly Parker, Susan Samson and Patty Spears. Thank you to all the patients who volunteered to participate in I-SPY2.

Funding Information:
Amy S. Clark has received unrelated research support from Novartis. Christina Yau has consulted for NantOmics, LLC, part of the NantWorks network. E.F. Petricoin reports: leadership roles with: Perthera and Ceres Nanosciences; stock or other ownership interests in Perthera, Ceres Nanosciences and Avant Diagnostics; consulting or advisory roles with Perthera, Ceres Nanosciences, AZGen, Avant Diagnostics; institutional research support from Ceres Nanosciences, GlaxoSmithKline), Abbvie, Symphogen, and Genentech; patents, royalties, other intellectual property from National Institutes of Health patents licensing fee distribution/royalty, co-inventor on filed George Mason University–assigned patents related to phosphorylated HER2 and EGFR response predictors for HER family-directed therapeutics, as such can receive royalties and licensing distribution on any licensed IP; travel, accommodations, expenses received from Perthera and Ceres Nanosciences. Laura J. van ‘t Veer is a part-time employee and stockholder in Agendia N.V. Doug Yee has received unrelated research support from Boehringer Ingleheim. StacyMoulder has been an employee of Eli Lilly since 2021. A. Jo Chein reports institutional research support from Seagen, Merck, Amgen and Puma Biotechnology. Claudine Isaacs has received consulting fees from Seattle Genetics, Genen-tech, AstraZeneca, Novartis, PUMA, Pfizer, and Esai. Judy C. Boughey has received support from Eli Lilly. Barbara Haley reports that UTSouthwestern Medical Center Dallas receives funding for her research as PI from Pfizer, Lilly, Daiichi Sankyo, Roche, Puma, Astra Zeneca and Sanofi. Hyo S. Han reports institutional research support from GlaxoSmithKline, Abbvie, Prescient, G1 therapeutics, Marker therapeutics, Novartis, Horizon Pharma, Pfizer, Seattle Genetics, Arvinas and Zymeworks; she has received a grant from the Department of Defence and is a member of Lilly’ Speaker’s Bureau. Andres Forero-Torres became a Seattle Genetics employee in 2018 and holds stock option from this employment. Julie Lang has previously received a research grant from ANGLE Parsortix and has received honoraria as part of the Genomic Health’s speakers’ bureau and a Puma Biotechnology advisory board. Debu Tripathy receives research support from Novartis, Pfizer, Polyphor and has been a paid consultant for services on steering committees or advisory boards for Novartis, Pfizer, AstraZeneca, Glax-oSmithKline, OncoPep, Gilead, Exact Sciences. Rita Nanda has received research support from Arvinas, AstraZeneca, Celgene, Corcept Therapeutics, Genentech/Roche, Immu-nomedics/Gilead, Merck, OBI Pharm, Inc., Odonate Therapeutics, OncoSec, Pfizer, Taiho and SeaGen. J.D. Wulfkuhle received honoraria from DAVA Oncology and consults for Baylor College of Medicine. Melissa Paolini is an employee and stock holder in Arcus Biosciences. Donald Berry and Scott Berry are co-owners of Berry Consultants, LLC, a company that designs adaptive Bayesian clinical trials (including I-SPY 2) for pharmaceutical and medical device companies, NIH cooperative groups, patient advocacy groups, and international consortia. Hope Rugo reports institutional research support from Pfizer, Merck, Novartis, Lilly, Genentech, Odonate, Daiichi, Seattle Genetics, Eisai, Macrogenics, Sermonix, Boehringer Ingelheim, Polyphor, Astra Zeneca and Immunomedics, and has received honoraria from Puma Biotechnology, Mylan and Samsung. W. Fraser Symmans is a co-founder with equity in Delphi Diagnostics that licensed intellectual property, is a co-inventor of an issued patent for the algorithm to calculate residual cancer burden that is freely available on the internet, holds publicly traded shares in IONIS Pharmaceuticals and Eiger Biopharmaceuticals, and is an unpaid scientific advisor to Roche for translational research related to the KAITLIN trial and unpaid steering committee member for the KATHERINE trial. Laura Esserman is an unpaid member of the board of directors of Quantum Leap Healthcare Collaborative (QLHC) and received grant support from QLHC for the I-SPY2 Trial; she is a member of the Blue Cross/Blue Shield Medical Advisory Panel and receives reimbursement for her time and travel; Dr. Esserman has received unrelated research support from Merck. Angela DeMichele has received honoraria or consulting fees from Pfizer and Context Therapeutics and reports institutional research support from Novartis, Pfizer, Genentech, Calithera and Menarini. All other authors declare no competing interests.

Publisher Copyright:
© 2021, The Author(s).

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